de Villiers M. (1996)
The Future of Secondary School Geometry.

La lettre de la preuve, Novembre-Décembre 1999.

Some developments in geometry education (1)

The Van Hiele theory
Russian research on geometry education
The primary & middle school geometry curriculum

© Michael de Villiers

 

The Van Hiele theory

The Van Hiele theory originated in the respective doctoral dissertations of Dina van Hiele-Geldof and her husband Pierre van Hiele at the University of Utrecht, Netherlands in 1957. Dina unfortunately died shortly after the completion of her dissertation, and Pierre was the one who developed and disseminated the theory further in later publications.
   While Pierre's dissertation mainly tried to explain why pupils experienced problems in geometry education (in this respect it was explanatory and descriptive), Dina's dissertation was about a teaching experiment and in that sense is more prescriptive regarding the ordering of geometry content and learning activities of pupils. The most obvious characteristic of the theory is the distinction of five discrete thought levels in respect to the development of pupils' understanding of geometry. Four important characteristics of the theory are summarised as follows by Usiskin (1982:4):

fixed order - The order in which pupils progress through the thought levels is invariant. In other words, a pupil cannot be at level n without having passed through level n-1.

adjacency - At each level of thought that which was intrinsic in the preceding level becomes extrinsic in the current level.

distinction - Each level has its own linguistic symbols and own network of relationships connecting those symbols.

separation - Two persons who reason at different levels cannot understand each other.

The main reason for the failure of the traditional geometry curriculum was attributed by the Van Hieles to the fact that the curriculum was presented at a higher level than those of the pupils; in other words they could not understand the teacher nor could the teacher understand why they could not understand! Although the Van Hiele theory distinguishes between five different levels of thought, we shall here only focus on the first four levels as they are the most pertinent ones for our secondary school geometry. The general characteristics of each level can be described as follows:

Level 1: Recognition
Pupils visually recognize figures by their global appearance. They recognize triangles, squars, parallelograms, and so forth by their shape, but they do not explicitly identify the properties of these figures.

Level 2: Analysis
Pupils start analysing the properties of figures and learn the appropriate technical terminology for describing them, but they they do not interrelate figures or properties of figures.

Level 3: Ordering
Pupils logically order the properties of figures by short chains of deductions and understand the interelationships between figures (eg. class inclusions).

Level 4: Deduction
Pupils start developing longer sequences of statements and begin to understand the significance of deduction, the role of axioms, theorems and proof.

The differences between the first three levels can be summarised as shown in Table 2 in terms of the objects and structure of thought at each level.

Table 2

 

By using task-based interviews, Burger & Shaughnessy (1986) characterized pupils' thought levels at the first four levels more fully as follows:

Level 1
(1) Often use irrelevant visual properties to identify figures, to compare, to classify and to describe.
(2) Usually refer to visual prototypes of figures, and is easily misled by the orientation of figures.
(3) An inability to think of an infinite variation of a particular type of figure (eg. in terms of orientation and shape).
(4) Inconsistent classifications of figures; for example, using non-common or irrelevant properties to sort figures.
(5) Incomplete descriptions (definitions) of figures by viewing necessary (often visual) conditions as sufficient conditions.

Level 2
(1) An explicit comparison of figures in terms of their underlying properties.
(2) Avoidance of class inclusions between different classes of figures, eg. squares and rectangles are considered to be disjoint.
(3) Sorting of figures only in terms of one property, for example, properties of sides, while other properties like symmetries, angles and diagonals are ignored.
(4) Exhibit an uneconomical use of the properties of figures to describe (define) them, instead of just using sufficient properties.
(5) An explicit rejection of definitions supplied by other people, eg. a teacher or textbook, in favour of their own personal definitions.
(6) An empirical approach to the establishment of the truth of a statement; eg. the use of observation and measurement on the basis of several sketches.

Level 3
(1) The formulation of economically, correct definitions for figures.
(2) An ability to transform incomplete definitions into complete definitions and a more spontaneous acceptance and use of definitions for new concepts.
(3) The acceptance of different equivalent defintions for the same concept.
(4) The hierarchical classification of figures, eg. quadrilaterals.
(5) The explicit use of the logical form "if ... then ' in the formulation and handling of conjectures, as well as the implicit use of logical rules such as modus ponens .
(6) An uncertainty and lack of clarity regarding the respective functions of axioms, definitions and proof.

Level 4
(1) An understanding of the respective functions of axioms, definitions and proof.
(2) Spontaneous conjecturing and self-initiated efforts to deductively verify them.

Russian research on geometry education

Geometry has always formed an extremely prominent part of the Russian mathematics curriculum in the nineteenth and twentieth centuries. This proud tradition was no doubt influenced by (and instrumental in) the achievements of several famous Russian geometers in the past two centuries. Traditionally the Russian geometry curriculum consisted of two phases, namely, an intuitive phase for Grades 1 to 5 and a systematisation (deductive) phase from Grade 6 (12/13 year old).
   In the late sixties Russian (Soviet) researchers undertook a comprehensive analysis of both the intuitive and the systematisation phases in order to try and find an answer to the disturbing question of why pupils who were making good progress in other school subjects, showed little progress in geometry. In their analysis, the Van Hiele theory played a major part. For example, it was found that that at the end of Grade 5 (before the resumption of the systematisation phase which requires at least Level 3 understanding) only 10-15% of the pupils were at Level 2. The main reason for this was the insufficient attention to geometry in the primary school. For example, in the first five years, pupils were expected to become acquainted, via mainly Level 1 activities, with only about 12-15 geometrical objects (and associated terminology). In contrast, it was expected of pupils in the very first topic treated in the first month of Grade 6 to become acquainted not only with about 100 new objects and terminology, but it was also being dealt with at Level 3 understanding. (Or alternatively, the teacher had to try and introduce new content at 3 different levels simultaneously). No wonder they described the period between Grades 1 and 5 as a "prolonged period of geometric inactivity "!
   The Russians subsequently designed a very successful experimental geometry curriculum based on the Van Hiele theory. They found that an important factor was the continuous sequencing and development of concepts from Grade 1. As reported in Wirszup (1976: 75-96), the average pupil in Grade 8 of the experimental curriculum showed the same or better geometric understanding than their Grade 11 and 12 counterparts in the old curriculum.

The primary & middle school geometry curriculum

The parallels from the Russian experience to South Africa are obvious. We still have a geometry curriculum heavily loaded in the senior secondary school with formal geometry, and with relatively little content done informally in the primary school. (Eg. how much similarity or circle geometry is done in the primary school?) In fact, it is well known that on average, pupils' performance in matric (Grade 12) geometry is far worse than in algebra. Why?
   The Van Hiele theory supplies an important explanation. For example, research by De Villiers & Njisane (1987) has shown that about 45% of black pupils in Grade 12 (Std 10) in KwaZulu had only mastered Level 2 or lower, whereas the examination assumed mastery at Level 3 and beyond! Similar low Van Hiele levels among secondary school pupils have been found by Malan (1986), Smith & De Villiers (1990) and Govender (1995). In particular, the transition from Level 1 to Level 2 poses specific problems to second language learners, since it involves the acquisition of the technical terminology by which the properties of figures need to be described and explored. This requires sufficient time which is not available in the presently overloaded secondary curriculum.
   It seems clear that no amount of effort and fancy teaching methods at the secondary school will be successful, unless we embark on a major revision of the primary school geometry curriculum along Van Hiele lines. The future of secondary school geometry thus ultimately depends on primary school geometry!
   In Japan for example pupils already start off in Grade 1 with extended tangram, as well as other planar and spatial, investigations (eg. see Nohda, 1992). This is followed up continuously in following years so that by Grade 5 (Std 3) they are already dealing formally with the concepts of congruence and similarity, concepts which are only introduced in Grades 8 and 9 (Stds 6 & 7) in South Africa. No wonder that in international comparative studies in recent years, Japanese school children have consistently outperformed school children from other countries.
   Although the recent introduction of tessellations in our primary schools is to be greatly welcomed, many teachers and textbook authors do not appear to understand its relevance in relation to the Van Hiele theory.  Although tessellations have great aesthetic attraction due to their intriguing and artistically pleasing patterns, the fundamental reason for introducing it in the primary school is that it provides an intuitive visual foundation (Van Hiele 1) for a variety of geometric content which can later be treated more formally in a deductive context.
   For example, in a triangular tessellation pattern such as shown in Figure 8, one could ask pupils the following questions:

(1) identify and colour in parallel lines
(2) what can you say about angles A, B, C , D and E and why?
(3) what can you say about angles A, 1, 2, 3 and 4 and why?

Figure 8: Visualisation

 

In such an activity pupils will realize that angles A, B, C, D and E are all equal since a halfturn of the grey triangle around the midpoint of the side AB maps angle A onto angle B, etc. In this way, pupils can be introduced for the first time to the concept of "saws " or "zig-zags " (alternate angles). Similarly, pupils should realize that angles A, 1, 2, 3 and 4 are all equal since a translation of the grey triangle in the direction of angles 1, 2, 3 and 4 consecutively maps angle A onto each of these angles. In this way, pupils can be introduced for the first time to the concept of "ladders " (corresponding angles). Pupils should further be encouraged to find different saws and ladders in the same and other tessellation patterns to improve their visualisation ability.
   Since each tile has to be identical and can be made to fit onto each other exactly by means of translations, rotations or reflections pupils can easily be introduced to the concept of congruency. Pupils can also be asked to look for different shapes in such tessellation patterns, eg. parallelograms, trapezia and hexagons. They could also be encouraged to look for larger figures with the same shape , thus intuitively introducing them to the concept of similarity (as shown in Figure 8 by the shaded similar triangles and parallelograms).
   Tessellations also provide a suitable context for the analysis of the properties of geometric figures (Van Hiele 2), as well as their logical explanation (Van Hiele 3). For example, after pupils have constructed a triangular tessellation pattern as shown in Figure 9, one could ask them questions like the following:

(1) What can you say about angles A and B in relation to D and E? Why? What can you therefore conclude from this?
(2) What can you say about angles F and G in relation to angles H and I? Why? What can you therefore conclude from this?
(3) What can you say about line segment JK in relation to line segment LM? Why? What can you therefore conclude from this?

Figure 9: Analysing

 

In the first case, pupils can again see that angle A = angle D due to a saw being formed. Also angle B = angle E due to a ladder. It is then easy for them to observe that since the three angle lie on a straight line, that the sum of the angles of triangle ABC must be equal to a straight line. They can also observe that this is true at any vertex, as well as for any size triangle or orientation, thus enabling generalization. In the second case, the exterior angle theorem is introduced and in the third case, the midpoint theorem. Such analyses are clearly just a short step away from the standard geometric explanations (proofs); all they now need is some formalisation. In Figure 10 the three levels are illustrated for the discovery and explanation that the opposite angles of a parallelogram are equal.

    

Figure 10: Three levels

 

Another important aspect of the Van Hiele theory is that it emphasizes that informal activities at Levels 1 and 2 should provide appropriate "conceptual substructures " for the formal activities at the next level. I've often observed teachers and student teachers who let pupils measure and add the angles of a triangle for them to discover that they add up to 180 . From a Van Hiele perspective this is totally inappropriate as it does not provide a suitable conceptual substructure in which the formal proof is implicitly embedded. In comparison, the earlier described tessellation activity clearly provides such a substructure. Similarly, the activity of measuring the base angles of an isosceles triangle is conceptually inappropriate, but folding it around its axis of symmetry lays the foundation for a formal proof later. The same applies to the investigation of the properties of the quadrilaterals. For example, it is conceptually inappropriate to measure the opposite angles of a parallelogram to let pupils discover that they are equal. It is far better to let them give the parallelogram a half-turn to find that opposite angles (and sides) map onto each other, as this generally applies to all parallelograms and contains the conceptual seeds for a formal proof.
   Recently I had a conversation with a teacher who quickly dismissed a fellow teacher's introduction to tessellations who first let his pupils pack out little card board tiles. This teacher felt that it produced untidy patterns, was ineffective and time consuming, and that one should just start by providing pupils with ready-made square or triangular grids and show them how they can then easily draw neat tessellation patterns (see Figure 11). Although such grids are a useful and effective way of drawing neat patterns, it is conceptually extremely important for pupils to first have had prior experience of physically packing out tiles, ie. rotating, translating, reflecting the tiles by hand. The problem is that it is possible to draw tessellation patterns on such grids without any clear understanding of the underlying isometries which create them, which in turn are conceptually important for analysing the geometric properties embedded in the pattern.

Figure 11: Using grids